who found that the client?s account was used for securities trading while the client was sick and did not trade any securities. Although forbidden by the client, Kruawan continued trading securities
care of such client's securities trading account for a certain period of time. {A} admitted that the client allowed him to make securities trading decisions and he has already compensated the client for
by the client to take care of the trading account and inform the client after the trades were executed. Meanwhile, {A}, a head of the marketing team, admitted that he was informed by {B} that the
filed by KKTRADE Securities Company Limited Ltd. The SEC probed into the case and found that {A} submitted securities trading orders from her brother's securities trading account. Over 11 months, the
is https://www.sec.or.th/TH/Documents/SECWorkingPapersForum/working-paper-forum-25611128-market.pdf 17085351.pdf the offering price based on financial position, performance, Book Value per share, Book
% Deposits 132,878,106 109,922,919 22,955,187 20.9 Current Account 414,598 397,636 16,962 4.3 Saving Account 53,472,240 58,626,581 (5,154,341) (8.8) Term Deposit 78,238,356 50,094,639 28,143,717 56.2
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และเป็นประโยชน์กับผู้ใช้งานสูงสุด ทุกความคิดเห็นของท่านมีคุณค่า ตอบแบบสอบถาม ปิด Home Our services Products Changes User manual Contact us Sign in Sign up Sign up with SEC API Account Already a member
. Their financial and stock transactions were interconnected, while Mr. Suthee was also authorized to place trade orders in Mr. Peeranut’s securities trading account. During the incident period, Mr. Suthee