ป้องกัน fragmented market (7) มีขั้นตอนและวิธีการในการเปิดรับผู้ใช้บริการอย่างชัดเจนและเป็นธรรม (fair access) โดยก าหนดประเภทผู้ใช้บริการให้เหมาะสมกับประเภทหลักทรัพย์ที่ซื้อขาย (8) มีกระบวนหรือวิธีการเผย
, innovative design, green concept in surrounded area to be well connected to Lumpini park, as well as create direct access to streamlined nodes of MRT, BTS and mass transit rail systems to alleviate traffic in
in the Kingdom of Thailand, for supporting the management company to increasingly distribute investment units to investors and supporting investors to access more various investment channels, shall be
the management company to increasingly distribute investment units to investors and supporting investors to access more various investment channels, shall be conforming to the rules under Clause 6/1; (3
measure to allow the intermediary to access the information related to the trading of capital market products by the employees and their connected persons. The employees under the first paragraph shall mean
at least once a month in order to verify the accuracy of the client’s asset account. For client’s assets that are not under its custody, the securities company shall set up a system to access an up-to
order to verify the accuracy of the client’s asset account. For client’s assets that are not under its custody, the securities company shall set up a system to access an up-to-date information in order to
management; selection and monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties; measures to prevent improper access to inside
access to inside information among work units and personnel; and internal control measures to audit and counterbalance the operation and to prevent any transactions which may give rise to a conflict of