of the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession; (2) Investing in or

1,003.47 91.27% 1,501.95 96.98% (498.48) (33.19 https://market.sec.or.th/public/idisc/Views/Download?FILEID=dat/news/201911/19107940.pdf 19018965.pdf prior year by Baht 748.2 million or 881% due following to

penalty, a compensation for the benefit received or would have been received, and a reimbursement of the investigative expenses incurred by the SEC in the total amount of 32,761,239 baht. Additionally, Pasu

The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General, along with executives and staff, donated 200,000 baht to the Thai Red Cross

related to the tender offer of NOBLE shares at 12.25 baht per share, which was higher than the market price. As director and executive of the company at the time, Kitti disclosed such insider information to

account of Preeya, his subordinate at the company, on 16 January 2018 and gained benefits from the sale before the net loss value of 610.83 million baht from the 2017 operating results was disclosed to

tax exemption, investors may invest in SSF investment units at an amount not exceeding 30 percent of their annual income and, in any case, not more than 200,000 baht per year.    

money back together with the capital gain, at the amount of 341,100 baht. The client believed Sakkarin's false claim to be true because an approximately similar amount of money had been transferred to the

. Iryne Tangpoolcharoen, (7) Mrs. Saliga Tangpoolcharoen. The offenders were subject to civil penalties at the total aggregate amount of 120 million baht and a ban from holding the director or executive

Foods Public Company Limited (TIPCO) using inside information known or in possession. The two offenders are required to pay a total fine of 4,970,880 baht and are prohibited from serving as directors