Securities Public Company Limited, the SEC further probed into the case and found that for the period of more than one year, Tanya, a capital market investment consultant, submitted a number of securities and
Board has already approved guidelines for accommodating the integration of the two futures markets, AFET and TFEX, which will generate further benefits to the country in terms of economy of scale. The
Board has already approved guidelines for accommodating the integration of the two futures markets, AFET and TFEX, which will generate further benefits to the country in terms of economy of scale. The
Bangkok, November 11, 2014 - The SEC revoked the approval of Panadda Burapawijitnon, a capital market investment consultant for ten years, and {B} (formerly named {C}), a securities investment
Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri
Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and
objective and providing up-to-date information sufficient for risk analysis. The reporting requirements on those unused for supervising purpose will be eliminated while frequency of report submission will be
Nippon Pack (Thailand) Public Company Limited Nippon Pack (Thailand) Public Company Limited (NPP) prepared and submitted the inaccurate annual registration statement for the year 2014 (Form 56-1) to
MR. APICHAI TAECHAUBOL Mr. Apichai Taechaubol, Executive Chairman who is responsible for the operation of JCK International Public Company Limited (“JCK”) shall be liable for JCK’s failure to prepare
MR. CHOOKIAT RUJANAPORNPAJEE Mr. Chookiat Rujanapornpajee, Chief Executive Officer who is responsible for the operation of Sabuy Technology Public Company Limited (“SABUY”) shall be liable for