.2535 (1992) and may be found to have committed an offence under Section 281/2 of the same act, in which case, the SEC will not hesitate to take action pursuant to its authority and mandate.According

Civil Sanction Consideration Committee by the time given, the SEC took the view that Mr. Suphanan did not consent to bring an end to the case at the SEC level. The SEC has therefore sent a letter to the

exemption for the discontinued business. This is to support determination of fees that reflects supervisory costs and reduce costs of intermediaries. In any case, when combining all fees to be paid annually

day;        c.  the day on which investors have the right to exercise convertible bonds or warrants.  In the case where the board of directors sees a reasonable ground for the best interest of the

holding half of the SDA directorship, thus allowing the SUSCO Board of Directors to jointly plan, control investments, and set business strategies for SDA. Moreover, in case of decision making on critical

inside information in case of companies in financial sector can indicate the direction of listed companies? earning management while material information concerning corporate governance is the number of

redemption is not allowed.In addition, in case of advertisement of past performance, the information must be presented in comparison with other trigger funds currently or previously under management of the

on par with listed companies. In case of any obstacles, the SEC and SET are prompt for consultation.In addition, if participated business wishes to develop or improve its production process or products

loan repayment to lessen the company?s interest burden. The aforesaid risks can, however, be avoided in case GJS arranges to have a clear, strict, and concise internal control system with efficient

urges investors wishing to invest in derivatives to deal with licensed companies only for proper legal protection. The licensee list can be viewed at the SEC website - www.sec.or.th. In case of