as an investment consultant for complex products type 1** for a period of two years, five months and seven days, effective from 17 March 2021. However, since her approval period ends on 31 March 2021

exemption shall apply as from the effective date of the Notification until 31 May 2020. In any case, the objective of such debt issuance must be fundraising for a project related to environmental protection

of big data in the capital market to further advanced research and promote innovation in the capital market. We believe that the usage of big data would lead to effective policy implementation and

)  Enhancing supervision and effective enforcement in the Thai capital market;   (7)  Ensuring systemic risk management in a timely manner;   (8)  supporting liquidity enhancement tools for businesses affected

commission of offense under Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which was effective at the time of the offenses. Currently, the

complex 2**) and specified a period during which his resubmission for an application for an approval as a capital market business personnel would not be accepted for a period of 10 years, effective from 4

เพิ่มความโปร่งใสในการกำกับและตรวจสอบการดำเนินธุรกิจ    3) Implementing Effective Incentives: การสร้างมาตรการจูงใจ (Incentives) เพื่อกระตุ้นให้เกิดตลาดและการลงทุนในผลิตภัณฑ์การเงินเพื่อความยั่งยืน โดยส่ง

, effective from July 1, 2016. Since the approval of Panita expired on December 31, 2015 without renewal thereafter, the SEC bans her from re-entering the industry as capital market investment consultant for 10

examines operation of securities company.  Investors can count on securities companies as they comply with ethical business conducts with a view to building Thai capital market as a truly effective

, protect and improve corporate reputations. Additionally, an effective record-keeping system should be maintained to ensure that the information disclosed to the clients and the public is accurate.