both accounting periods, as the financial statements were not in conformity with the generally accepted accounting standards in these following items:1.  YNP?s records on the allowance for doubtful

executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved

? written authorization. She also arranged payments for traded securities ordered by other individuals. Moreover, the SEC found that Meaunchit had requested to transfer trading transactions to the company?s

Bangkok, June 2, 2015 - The SEC revoked an approval of  {A}, a capital market investment consultant, for using the client?s account for her own trading and illegal use of the client's assets. She was

Mr.Sukrit Choradol Between October 14, 2015 and November 16, 2015, Mr.Sukrit Choradol assisted and facilitated Mr.Suwat Choradol in selling DEMCO Public Company Limited (“DEMCO”)’s shares by

Anantasitthikul's trading account in concealment and on a continual basis to mislead and lure the public into the trading. The alleged offender escaped. SEC Act S.243(1)(2) and 244 in conjunction with

Derivatives Act B.E.2546 (2003). In addition, the operation constituted public frauds and a violation of Section 343 of the Penal Code. Extinction of criminal action due to the alleged offender's death

Mr. Vorachai Phakdeesanaeha Mr. Worachai Pakdeesaneha, managing director who is responsible for the operation of Vorakit Construction Company Limited ("VKK") shall be liable for VKK's

Mr. Vorachai Phakdeesanaeha Mr. Vorachai Pakdeesaneha, managing director who is responsible for the operation of Vorakit Construction Company Limited ("VKK") shall be liable for VKK's

Thai Technician Professional Company Limited's offering foe sale newly issued securities in the category of convertible debentures without approval from the SEC Office which is breach of The