actions under the AMLO authority as the offenses are deemed unfair activities concerning the aforesaid companies’ securities trading transactions, which constitutes a predicate offense under the Anti-Money
business operators engaging in digital asset activities. The comments and recommendations provided by respondents have been considered in the review of the proposed principles. The SEC is therefore
its practice guidelines for members regarding short-selling activities to better align with the current situations and the SEC's observations, aiming to provide securities firms with common guidelines
specified by the SEC to allow ICO issuers, ICO portals and digital asset business operators to accept the cryptocurrencies on the list in transactions or as compensations to accommodate activities related
current circumstance, the issuer needs to rectify any illegal business activities in accordance with the board definition prior to obtaining an IPO approval. This could delay fundraising and consequently
high volatility products such as Cryptocurrency.During Thailand’s WIW 2021 campaign, the week of 1-7 November, the SEC Thailand will organize various activities to reach out to many target audiences and
addition, the “Vibhavadi Zero Waste” campaign plays a vital role in initiating concrete activities of the Thailand Responsible Business Network (TRBN) jointly established and launched on 2 December 2019 by
more effective and efficient. The seminars among the AARG members, which are held regularly, help ensure that each participating country can apply the knowledge in adapting their regulatory activities to
) (4) จัดให้มีการบันทึกกิจกรรมการประมวลข้อมูลส่วนบุคคลที่เรียกว่า Record of Processing Activities (ROP) โดยสามารถบันทึกเป็นหนังสือหรือระบบอิเล็กทรอนิกส์ก็ได้ นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต
activities in relation to this matter actually started with the signing of an MOU designating cooperation with the Office of the National Human Rights Commission (NHRC) on 31 May 2019 and driving operation