In case a unit offeror has failed to comply with the rules as prescribed in this Notification, the unit offeror shall comply with one or many of the following acts ordered by the SEC Office: (1) cease
in order to stimulate the investor to invest in units; “underwriter” means a securities company of which license is allowed to underwrite units; “associated person” means any person having one of the
Jor. 44/2559 Re: the Application and Approval on Offer for Sale of Structured Notes (No. 2) dated 12 October 2016 (effective on 16 November 2016). 8 Clause 11 If any one of the following characteristics
for the Securities and Exchange Commision to consider granting the license, in which case the Securities and Exchange Commission shall complete the consideration process within one hundred and twenty
derived from the following reasons: 1. Engineering service (“EN”) had an increase in gross profit for Baht 27 million because in Q3/2018 the company had an extra expense from a delayed project and it is one
, brother or sister of half-blood, grandfather, grandmother, uncle, aunt, etc; relationship where one has control over or is able to exert influence on the other, e.g., director, executive, auditor or spouse
Section 56 of the Securities and Exchange Act B.E. 2535 (1992). In case of vacating from the position in one company, the SEC Office may not de-list my name, if I remain holding position in or working for
from the position in one company, the SEC Office may not de-list my name, if I remain holding position in or working for the other company also filing with the SEC Office my information for listing onto
, resulting in an increase in outstanding costs. Liabilities under financial arrangement agreement, both the portion due within one year and the net of current portion decreased by 51. 7 MB. This is because