first. (2) finalize the number of solvable and unsolvable complaints by category and inform the SEC Office for acknowledgement, on a quarterly basis, within fifteen days from the end of a quarter. (3
exempt from having qualifications as specified in the first paragraph if the applicant has the following qualifications: (1) being manager of a securities company or any person holding equivalent position
shall be exempt from having qualifications as specified in the first paragraph if the applicant has the following qualifications: (1) being manager of a securities company or any person holding equivalent
under the first paragraph is made in foreign securities exchange, a securities company shall be exempted from complying with Clause 10, Clause 11, Clause 12, Clause 13 and Clause of the Notification of
Commission Re: Guidelines for Application and Approval for Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010) _________ Whereas the first paragraph of Section 104 of the
person must not have the prohibited characteristics prescribed under the first paragraph. Clause 4 This Notification shall come into force as from 16 June 2010. Notified this 1st day of June 2010
deemed as securities under this Notification. Upon completing inspection on units of foreign ETF under the first paragraph, the SEC Office shall, for investor’s inspection, make public a list of units of
company’s income from design and distribution of boat and minibus made by aluminium for the year2018, which is the first year of investment in the amount of Baht 20.89 million. 2. The company’s cost of sales
December 2018. This is attributed to the profits generated during the first quarter of this year totally Baht 1,083 million. Please be informed accordingly. ____________________ Anusorn Muttaraid Director