related to the earlier complaint filed with the Department of Special Investigation (DSI) on 14 September 2016 against three other offenders in the YCI manipulation case, as summarized below:   During 10-27

loan repayment to lessen the company?s interest burden. The aforesaid risks can, however, be avoided in case GJS arranges to have a clear, strict, and concise internal control system with efficient

Homtuanlom, for operating derivatives business (gold future agent) without license and defrauding the public, causing a damage of 13 million baht. From the SEC?s investigation, these companies do not have

in minute of IEC?s board of directors meeting with intention to deceitfully deprive IEC or its shareholders of their rightful benefit, dishonestly violating his duties and causing damage to the

ตลาดทุน? ในวันศุกร์ที่ 6 มกราคม 2555 เวลา 15.00 ? 17.00 น. ณ บิสโทร เดอ แชมเปญ อาคารชาเลนเจอร์ 3  อิมแพ็ค เมืองทองธานี ซึ่งเป็นการบรรยายตัวอย่าง (Case Study) ของบริษัทที่ตลาดทุนมีส่วนร่วมในความสำเร็จใน

in Thailand and be listed on the SET will be considered as direct foreign equity offerings. Accordingly, the companies must comply with the same rules and additional rules and conditions as the case of

the change of {X1} share prices.   {A}' s action was deemed as using inside information in such a way as to take advantage of other persons in violation of Section 241 of the Securities and Exchange Act

material and likely to affect the client's benefits.Following the complaint lodged by client and examination report of Bangkok Bank Plc., the SEC further probed into the case and found that the client

(Thailand) Plc, the SEC probed into the case and found that {A} had traded the securities on the client's securities account without client?s order and resulted in the trading loss. In addition, several

the creation of jobs and incomes, and certainly a fundamental part of the country?s economic development.  Accordingly, it is important to facilitate SMEs and startups, especially those related to