period, the payment for the subscription price and other conditions and details relating to the allocation of the newly issued ordinary shares; (2) To negotiate, agree and sign relevant documents and
; (11) having efficient information technology system; (12) having system for arranging and keeping information, documents and evidentiary documentations relating to the intermediary ’s business. In this
efficient information technology system; (12) having system for arranging and keeping information, documents and evidentiary documentations relating to the intermediary’s business. In this regard, such system
investments account and reviewing evidentiary documentation attached to the application before delivering them to the management company for considering an approval; (2) disclosure of information or documents
to the management company for considering an approval; (2) disclosure of information or documents needed for making investment decisions to clients, as well as arranging clients’ information in support
management company shall submit to the Office an application as per Form 117-6 attached to this Notification together with related documents. In the event that after the Office has granted an approval for such
application as per Form 117-6 attached to this Notification together with related documents. In the event that after the Office has granted an approval for such person appointed by the management company to act