e-service Online Submission See canceled document Securities Underwriter Business >> Securities Underwriting (Section 116) Type Title Section See Document Status Notified Date Effective Date 1. Act
any person holding shares of more than ten percent of all shares with the voting rights of a business, and such shareholding shall include shares held by any person under Section 258; (7) “Person with
: Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities By virtue of Section 14 and Section 98(5) of the Securities and Exchange Act B.E. 2535 (1992), the Securities
undertaking of derivatives business in the category of derivatives investment advisory. By virtue of Section 14(4/1) of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and
license, which is a legal offense under Section 17 and Section 26 subject to the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7550 SEC public hearing on drafted regulations for the supervision of
to offering for sale of digital tokens and operating digital asset exchange without license, which is a legal offense under Section 17 and Section 26 subject to the https://www.sec.or.th/EN/Pages
, which is a legal offense under Section 17 and Section 26 subject to the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7550 SEC launches “SEC Crypto Academy” to offer free e-learning courses on