duties honestly in violation of Clause 23(1) and characteristics of personnel in the capital market business under Clause 31(1) of the Notification of Capital Market Supervisory Board No. TorLorThor. 8
violation of Clause 6(1) of the Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Capital Market Personnel dated September 14, 2010. Two-year
close down without providing advanced notification to the SEC. The companies, however, must provide service channels for their customers, i.e., submission of trading orders through its headquarters. (2
of the Stock Exchange of Thailand within the period specified in the notification as follows : (1) the reviewed financial statements for Q3/2019 (2) the interim management discussion and analysis (“MD
and submit the financial reports through the transmission system within the period specified in the notification as follows : (1) the reviewed financial statements for Q2/2020 (2) MD&A of Q2/2020 (3
) 038-869-323 Fax: (66) 038-869-333 No. GST/ELCID-01/2562 10 April 2019 Subject Notification of Resolutions of the Board of Directors Meeting No. 4/2019 and the convening of the Extraordinary General
the Purchaser signed the share purchase agreement for NML shares on 28 August 2018. The transaction mentioned above is considered as a disposal of assets in accordance with the Notification of the
within 31 December 2018. The transaction mentioned above is considered as a disposal of assets in accordance with the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551 (2008) Re
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market