derivatives broker has advanced its own asset to secure or satisfy the obligations incurred incidental to, or resulted from, a derivatives transaction for the account of a customer, the derivatives broker

account) ผู้บริหารบัญชีผู้ใช้งาน (account administrator) และผู้สนับสนุนการนำส่งข้อมูล (ผู้จัดทำหรือเตรียมการข้อมูล) กำหนดบุคคลที่เกี่ยวข้องในการนำส่งข้อมูลต่อ ก.ล.ต. ซึ่งต้องมีการพิสูจน์และยืนยันตัวตนตาม

SEC files criminal complaint against three alleged offenders on account of failure to perform duty in good faith causing damage to the company Bangkok, April 23, 2012 ? The SEC today filed a

who found that the client?s account was used for securities trading while the client was sick and did not trade any securities. Although forbidden by the client, Kruawan continued trading securities

care of such client's securities trading account for a certain period of time. {A} admitted that the client allowed him to make securities trading decisions and he has already compensated the client for

by the client to take care of the trading account and inform the client after the trades were executed. Meanwhile, {A}, a head of the marketing team, admitted that he was informed by {B} that the

filed by KKTRADE Securities Company Limited Ltd. The SEC probed into the case and found that {A} submitted securities trading orders from her brother's securities trading account. Over 11 months, the

and social development, the issuer must comply with an internationally recognized standard. For example: (a) Green Bond : ASEAN Green Bond Standards (ASEAN GBS) or International Capital Market

(expenses) 13.07 (5.09) Operating income (loss) (47.27) 105.26 Reversal (set up) allowance for bad debt and doubtful account 4.22 (102.07) Net income (loss) (43.05) 3.19 - Share of loss from other associated

fundraising process;   (5)  Cyber Resilience: To elevate the standard of cybersecurity of business operators towards cyber resilience;  (6)  Data Protection: To support stakeholders in the capital market in