client of trading orders via telephone at the end of the trading day.Making securities trading decisions on behalf of client is in violation of Clause 20(2) of the Notification of Capital Market
in corporate form (PE company). The introduction of PE trust aimed at increasing PE growth and enhancing use of trust for transactions in the capital market. PE trust will be an alternative fund
mutual funds for fund performance comparison will become effective as from January 1, 2015. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties are
associated and investment returns will be clearly and sufficiently included in prospectus. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties are
quarter during the past three years (2007-2009). {A} had access to this inside information by virtue of his position as a {X1} director at that time.{A}' s action was deemed the violation of Section 241 of
, providing that the investment value must not exceed the prescribed proportion. The draft regulations and consultation paper are available on the SEC website at www.sec.or.th. Stakeholders and interested
at promoting and developing e-Filing service to facilitate and broaden channels for the financial statements submission. The project is expected to bring about more efficiency information service and
Bangkok, March 20, 2015 ? The SEC urges shareholders of EMC Plc. (EMC) to study information and exercise voting rights, at the upcoming EMC shareholders? meeting on March 25, 2015. EMC proposed to
, additional measure is not required at this stage.
-based crowdfunding framework which launched last May is now gaining interests from various parties. In addition, the SEC is looking at the possibility to allow automated portfolio management advice, also