>> Advertising Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 98 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board
Manager Business >> Conducts of Derivatives Fund Management Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act B.E. 2546 18 03/07/2003 06/01/2004 2. Act
structure does not cause any conflicts of interest or has put in place effective measures for prevention of such conflicts of interest. Clause 4. Management company shall submit the following information to
Exchange and Derivatives Clearing House dated 16 May 2005 which are in effect prior to the effective date of this Notification shall remain in full force to the extent that they are not inconsistent with nor
that the registration statement contained false information becomes known or should have been known, but not exceeding 2 years from the effective date of registration statement. In offering units of CIS
that the registration statement contained false information becomes known or should have been known, but not exceeding 2 years from the effective date of registration statement. Page 3 of 5 Form 69 – CIS
Commission, Thailand (SEC) on 20 January 2021, the cross-border offerings of funds between Hong Kong and Thailand shall become effective upon the SEC’s completion of the amendments to the relevant regulations
of funds between Hong Kong and Thailand shall become effective upon the SEC’s completion of the amendments to the relevant regulations. In this regard, the SEC has issued two Notifications of the
asset custodial wallet providers Pursuant to the Ministerial Notification concerning Approval for Undertaking of Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is
publication in the Government Gazette, the Notification has become effective https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8994 SEC public hearing on proposed amendments to digital asset business rules