The Securities and Exchange Commission (SEC), with the reports from the Krungthai Bank PLC and the SEC’s further investigation, found that in November 2021 Saowarat had misappropriated her client
of Section 110 of the Securities and Exchange Act B.E. 2535 (1992) and the first paragraph of Clause 2 of the Notification of the Capital Market Supervisory Board No. TorThor. 88/2552 Re: Office Hours
any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange
Prof. Dr. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), delivered a special lecture on “Developing and Fostering the Investment and Equality in
The Securities and Exchange Commission (SEC), the Anti-Money Laundering Office (AMLO), and the Stock Exchange of Thailand (SET) have signed a Memorandum of Understanding (MOU) to enhance
asset exchange and brokerage licenses intending to offer meme token trading services must send such trading orders to sourced exchanges solely in their capacity as broker, without misleading the general
The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET), the Thai Investors Association (TIA), and the Faculty of Law, Chulalongkorn University, co
SEC Thailand Assistant Secretary-General, Mrs. Charuphan Intararoong opened the event with remarks highlighting the growing importance of ESG in enhancing market resilience and investor confidence
operators. The proposed amendments are intended to facilitate monitoring and supervising the risk management of businesses, including systemic risk, ensure a fair and orderly market, to protect investors
Bangkok, November 9, 2010 ? The SEC Board Meeting No. 14/2510 today passed a resolution permitting foreign exchange traded funds (ETFs) to be listed on the Stock Exchange of Thailand (SET) on the