Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
securities trading center, which shall comply with at least the rules, conditions and procedures for share offering of limited companies under the Civil and Commercial Code in a general case or to the general
types of securities businesses throughout any calendar year, the licensee shall pay only the minimum fee as specified under Paragraph 1, except that the licensees in the category of debt securities dealer
operation of all types of securities businesses throughout any calendar year, the licensee shall pay only the minimum fee as specified under Paragraph 1, except that the licensees in the category of debt
% This was because the Company’s cash collection improvement. In the first quarter of 2019, the cash collection was 708 million Baht which is close to the cash collection in Q4/2018. 2. Income from debt
reasons change of income as follows. 1. The Consolidated and the Company only accounts for the nine months period Y2017 recorded Baht 866.54 million as brokerage revenues from securities trading commission
separated statements recorded Brokerage fees income earned from securities trading in 2017 was 1,169.08 million baht, which decreased by 266.94 million baht or 18.59%. This is mainly because of the decrease
) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to
trading activities of one group of individuals. According to the SEC’s further investigation, there was sufficient evidence showing that on 7 and 17 November 2014 Thanadej, Naruedee, Nitis and Winyoo had