assets, protecting investors from frauds or exploitation, and preventing money laundering.Regarding digital token offering, the Digital Asset Business Law requires filing of the registration statement and

the value of SDA shares offered for sale, the SUSCO Board of Directors has taken into consideration the oil trader license under Section 7 of the Fuel Trade Act of 2000 as well as the intangible assets

. She deceived the client to transfer cash into his account and used the cash for her own securities trading.   {A}'s actions were deemed dishonest, fraud, wrongful use of the clients? assets and

Bangkok, January 25, 2011 - The SEC has suspended four investor contacts for using clients? accounts to trade securities for other persons, interfering with clients assets, and failing to use

wrongdoing against a client’s assets by (1) using the client’s credit card to withdraw cash and spending the money for her own personal use, (2) replacing the client’s banking account contact information

debt@sec.or.th. The public hearing ends on 20 April 2026.Notes:* Securitized bonds with foreign risk refer to cases where (i) the originator is a foreign entity, and (ii) the assets to be transferred to

The SEC found that Bitazza, a licensed digital asset business operator in the category of digital asset broker, provided the service called Crypto Dust to the public by exchanging digital assets

their deposits and appropriately managing costs by increasing the proportion of CASA and maintaining liquid assets to cope with a severe liquidity situation in compliance with BOT guidelines including the

” means any member of a derivatives clearing house; “controlling power” means the power to control a business, as described in Section 89/1 of the Securities and Exchange Act; “assets received from or

details of the assets involved : Investment capital of Great One Food Products Co.,Ltd. amount 270,000 shares (Baht 100 per share) related 19.7% of total registered capital of Great One Food Products Co