such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are required

already investigated TTA shareholding structure and request explanation from relevant persons. Under the SEC regulations, any person and persons hold or announce intention to hold at least 25% stake in TTA

Bangkok, April 4, 2011 - The SEC Board at its meeting No. 4/2011 today has approved the issuance of new license for undertaking brokerage business limited to precious metals derivatives covering gold

offences at different branches, are as follows:(1) Ms. Kanokkarn Suankwan(2) Ms. Punika Thavorawongkul (formerly named Kanphicha Aroonchairot at the time of committing the offences)(3) Ms. Atchareeya

primacy of investment of investors.?Norachet Sangruji, Chairman of Investment Banking Club, said that ?Innovation and creativity are at present among pillars sustaining the country?s competitiveness

version will soon be published in May 2014. *****Note:  As of May 12, 2014, English version is available on the SEC website at http://www.sec.or.th/EN/RaisingFunds/EquityDebt/Documents

total number of REIT units sold, the limit applicable to other unitholders. The relaxation aims at enabling trustee participation in firm commitment deals of underwriting REIT units.  The above amendments

investment plan in significant portion of common shares issued by Sammakorn Plc. (SAMCO).  The transaction would turn the fate of {X1} Company amidst a crisis causing cease of its core business operation at

exercise their voting rights more effectively. ?Guidelines for shareholders? meeting? supports shareholders by giving suggestions and examples on the matters which should be considered or questioned at

discussing with her client to fine-tune the deficit portfolio. At the end of the trading day, she notified her client via mobile telephone after working hours.Making securities trading decisions on behalf of