Asset Management Co., Ltd. failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory Board by failing to invest in debt instruments of which
: “intermediary” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company
undertake securities business under this Act. "securities business" mean any of the following securities businesses: (1) securities brokerage; (2) securities dealing; (3) investment advisory service; (4
securities brokerage, securities dealing, investment advisory service, securities underwriting, mutual fund management or private fund management; “ agent ” means a person who is appointed by a securities
brokerage, securities dealing, investment advisory service, securities underwriting, mutual fund management or private fund management; “agent” means a person who is appointed by a securities company as its
of Finance. Since 2018, three types https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10423 SEC opens for public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund
public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund Managers” for standardized services to investors SEC has held a public hearing regarding the notification of