wellness through appropriate investment opportunities and risk management can be achieved.The SEC, having taken part in the formulation of the 4th Capital Market Development Plan (2022-2027) together with
through his client's account without evidence of client's orders. The SEC found out from the recorded conversation between {A} and the client, which showed that the client had entrusted {A} to send trading
for manipulative trading of AMC shares while she had also manipulated AMC share price as well as traded other securities through another client account for her own benefit. Moreover, she was the one who
another 34.5 percent indirectly through Polyplex (Asia) Pte. Ltd. (PAPL), (2) Mr. Pranay Kothari, PCL Representative, (3) Mr. Manish Gupta, PCL Chief Financial Officer, (4) PAPL, and (5) Mr. Amit Prakash
through initiatives such as the e-Licensing Scheme and the Stakeholder Service Portal (One-Stop Service Center for Capital Market Business Operators). These projects aim to streamline licensing processes
amendments are as follows: (1) Amending the regulations for issuance and offer for sale of bills through Private Placement10 (PP10)** in accordance with the revised regulations for oversight of bills issued
and startups to raise fund through crowdfunding and private placement. This approach also aims to promote SMEs and startups to strengthen their adaptability and participate in business development in
converted Thai Baht to pay for goods and services at merchants would be required to open an account and make transactions through digital asset business operators under the SEC's supervision and e-money
, have played a critical role in supporting businesses and individuals through the Covid-19 pandemic. Now financial services have an equally important role to play as we recover - fostering a new, better
The SEC jointly with the Thai Bond Market Association (ThaiBMA) launched ?One Step Beyond with Bond Issue? project to encourage the businesses that have never raised fund through bond issuance. Also