efficiency of fund establishment. The waiver may be granted if there is no effect on Thai investors and without conflict with host jurisdiction regulations on investor protection, such as determination of
. Any person acquiring shares that reach or exceed any trigger point to make a tender offer must, after the closing of the tender offer period, comply with certain conditions regardless of whether there
listed companies have become CAC certified members. At present, there are 574 listed companies, 40 securities companies and 22 asset management companies. ?SEC wishes all companies to join hands to create
(TSI), the Stock Exchange of Thailand, there was an incident of intentional dishonest act committed on December 11, 2014 when Atcmima took an exam for qualifying investment consultant under the name of
trading decisions for the client. From examination of communications records, there was no sources of the orders; just transaction confirmations made by such investment consultant and the conversations
does not provide such investment policy, investment or seek of benefits must be made under investment policy stated in the fund?s article. If, however, there is no investment policy stated in the fund?s
the period of three months, approximately. There was, however, no record of the client?s registration for the internet trading at the branch during such period. Atthapol admitted to Krungsri Securities
SEC and related organizations have complied with FATF standards. We are certain that the announcement will not directly affect capital market business. If there will be any indirect impact on private
judgement and ordering each party to pay there own costs and expenses.25/02/2019 The Civil Court delivered a judgement ordering the defendant to pay a civil penalty and a compensation at an equal