failing to have a sufficient and effective system for executing securities transactions for the mutual fund, resulted of an act or failure to act which is a dulty required to be performed. SEC Act S

percent thresholds of the total voting rights of the businesses, as the case may be, without complying with the required rules, conditions, and procedures. Specifically, Sunrise submitted the report of the

(“SOTUS”), a legal entity in which Mr. Somphote held more than 30 percent of the total voting rights and was its largest shareholder, purchased EA shares. Therefore, Mr. Somphote was required to prepare and

shareholding crossing every five percent threshold of the total voting rights of the company. Therefore, SOTUS was required to submit a Form 246-2 report to the Office within the period prescribed by the

of 50 percent of the total voting rights of NUT, Mr. Parkin was required to submit a report on the total number of shares held in Form 246-2 together with a statement of intention to make a tender

crossing every five percent threshold of the total voting rights of the company. Therefore Mr CHAIVIT was required to submit a Form 246-2 report to the Office within the period prescribed by the announcement

crossing every five percent threshold of the total voting rights of the company. Therefore Miss SIRILUCK was required to submit a Form 246-2 report to the Office within the period prescribed by the

”), resulting in her shareholding in NOVA crossing every five percent threshold of the total voting rights of the company. Therefore, she was required to submit Form 246-2 reports to the Office within the periods

shareholding crossing every five percent threshold of the total voting rights of the company. Therefore, SPBL was required to submit a Form 246-2 report to the Office within the period prescribed by the

duties required to be performed. SEC Act S.300 in conjunction with 35 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 63/2026 Dated 03/04/2026