relevant to its core or non-core businesses to enhance flexibility and efficiency of their business operations. In principle, the business operators must have an apparent outsourcing policy, measure
information on related party transaction in the registration statement and thus mislead investors. Besides, they did not advise the applicant in order to comply with relevant rules and regulations, particularly
of capital market. The SEC discussed this urgent matter with relevant parties, held training courses and seminars for auditors interested in applying for the approval as capital market auditors
that it was in the process of gathering relevant documents and evidence for auditor. In addition, AIE and AI sought for an extension of deadline to submit the Q1/2015 financial statements from May 15
Bangkok, April 21, 2016 -- The SEC is seeking public comments on draft rules concerning supervision on trigger funds and advertisement of other types of mutual funds, to be imposed on relevant
directly relevant to its core business, for example, preparation of research report, risk management or mutual fund and private fund management which must be in compliance with specified conditions. For
in infrastructure, Thailand can become a connector for fund raising of regional infrastructure projects while more product variety will serve investors better. The relevant regulations will be
criteria are expected to provide ease-of-use market data for all relevant parties. The revised criteria will apply to preparation of the Turnover List to be announced as from December 4, 2014. If you wish to
activities Skill and knowledge-oriented activities useful for performing duties of investor contacts, covering (1) business-related subjects and (2) rules, regulations, code of ethics or relevant laws. 1.3