operator or the central securities depository ; or (2) undertake proprietary securities borrowing or lending transactions through its unit that provides securities borrowing and lending services to customers
transactions through or with another business operator or the central securities depository ; or (2) undertake proprietary securities borrowing or lending transactions through its unit that provides securities
Securities and Exchange Commission concerning the Approval of Investor Contact Person and Standards of Conduct; “Online Branch” means a branch office that provides a self-service platform for customers through
. Clause 10. For an advertisement related to a promotion which provides investors who invest in investment units with gifts, rights or any other benefits, such advertisement is permitted only when the
policy, the securities company must disclose details of the guarantee or the guarantor of such mutual fund or private fund. Clause 10. For an advertisement related to a promotion which provides investors
promotion which provides investors who invest in investment units with gifts, rights or any other benefits, such advertisement is permitted only when the promotion period, value and amount of gift, rights or
disclose details of the guarantee or the guarantor of such mutual fund or private fund. Clause 6. For an advertisement related to a promotion which provides investors who invest in investment units with
Group Management Service Co., Ltd. provides Consultant Service for accounting, finance and tax planning to Cal-Comp Electronics and Communications Co., Ltd. 4. Total cost Total cost for 1 year is NTD
same period of year 2016 is shown in table 1 below. Table provides an overview of performance. For the three-months ended 30 June Items Increased (Decreased) 2019 2018 Amount Percentage 1 Revenue from