. Adjustment on SET?s trading systemSET has adjusted the parameter of circuit breaker for mai Index to prevent the repetition of the incident. 3. Investigation on irregular trading after market halt Halted at
concerning operation of securities business of the securities company, and risk management system to prevent damage from all risk in undertaking securities business in order to be in the level that has no
business of the securities company, and risk management system to prevent damage from all risk in undertaking securities business in order to be in the level that has no effect on businesses of securities
-market on the margin value shall be made, including calculation and requirement for members to cover daily loss arising from derivatives positions to prevent accumulated loss; (2) margin requirement from
public. Specifically, the AOC aims to prevent further harm to the public by shutting down nominee banking accounts used by criminals to instantly accept money transfers from victims. We are ready to
also proactively cooperated with all related agencies so as to prevent future occurrences of this kind.”Mr. Kulvech Janvatanavit, Chief Executive Officer (CEO) of the Thai Institute of Directors
prevent any damage from frauds. Accordingly, the bank has terminated the employment of these investment consultants without making any severance payment, initiated legal actions, and compensated every
office agreed to execute such transaction even though the contact phone number was not the one given by the client; (3) surveillance system to prevent conflicts of interest: the system was found to be
) surveillance system to prevent conflicts of interest: the system was found to be inefficient and failing to detect if its employees use their related persons to open a trading account and execute transactions