normal market conditions. Additionally, he continuously traded YCI shared to lure the general public to purchase or sell such shares which resulted in the purchase or sale of YCI shares not consistent with
to mislead the general public to believe that YCI shares were purchased or sold in great volume at that time which was not consistent with the normal market conditions. Additionally, he continuously
with the rules, conditions and procedures stipulated in the relevant notification. In this regard, Gulf Binance submitted 26 reports of the results of monitoring and inspecting trading conditions (Daily
operation of Z.COMEX. He fails to perform the required duties of his position resulted in the offence committed by Z.COMEX concerning the case that Z.COMEX failed to comply with the rules, conditions and
operation of INVX. She fails to perform the required duties of his position resulted in the offence committed by INVX concerning the case that INVX failed to comply with the rules, conditions and procedures
Operations 31 4.5 Capital Requirements 32 4.6 Credit Ratings 33 5. Operations of Support Groups 35 5.1 Human Resource Management 35 5.2 IT Management 38 1 1. Overview of Operating Environment 1.1 Global and
SEC Office may reject the application for approval under Part 2 or Part 3: (1) an applicant or an offer for sale of securities has the characteristics in compliance with the rules or conditions for
following: • Types of fund shall be classified in accordance with the requirements specified in the Notification on Investment of Funds regarding fund labeling (such as fixed income funds, money market funds
granting of such approval shall be in accordance with the rules, conditions and procedures as specified by the SEC. The establishment of a branch office of a financial institution established in accordance