that his or her investment growth will outpace inflation and to be properly prepared for retirement. As a result, the SEC strategic plan has been implemented to encourage the investing public to have
member. ? Financial statements must be prepared in accordance with Thai accounting standards or International Financial Reporting Standards (IFRS)? Auditor must be on the SEC approved list.? Financial
accounts and documents, and also prepared incorrect accounts with intention to deceive others about those fraudulent actions.Previously, the SEC had received complaint concerning POWER-P?s suspicious
-term debentures and B/E to allow issuing financial institutions to use financial statements prepared according to the generally accepted accounting standards and submitted during accounting periods as
on short-term debentures and B/E to allow issuing financial institutions to use financial statements prepared according to the generally accepted accounting standards and submitted during accounting
the proceeding power ” means an official receiver and the SEC Office. “ client asset account ” means an account of a client’s assets prepared by an intermediary in accordance with the law on derivatives
proceeding power ” means an official receiver and the SEC Office. “client asset account ” means an account of a client’s assets prepared by an intermediary in accordance with the law on derivatives or the law
, periods and conditions: (1) reports on financial and non-financial pursuant to Clause 7 (1) shall be prepared and submitted to the SEC Office in accordance with the rules provided under Part 2 and within