be approved by the SEC Office upon full compliance with the following criteria: (1) the applicant is the issuer of depositary receipts in accordance with the criteria specified in Division 1 of this
of Units of Foreign ETF ------------------------- Division 1 Filing of Application for Examination -------------------------- Clause 3 Any person intending to request an examination of characteristics
) Company Secretary Board Secretary Division Tel. 0 2695 9499 Ext. 9335, 9414 Fax. 0 2695 9495 Finance and Accounting Division Tel. 0 2695 9499 Ext. 9421, 9449
______________________ Division 1 Approval Rules ______________________ Clause 16 The applicant for an offer for sale of bonds shall have the following qualifications: (1) the financial statements and the consolidated
/2010 8. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of
/2007 9. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of
Director of Derivatives Broker 28/12/2006 01/01/2007 9. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval
opportunity to collaborate with the SEC and UN to impart practical guidance and share good practice in responsible investment with Thai institutional investors and capital market participants. This webinar
policy actors to support the priorities laid out in the Sustainable Finance Initiatives for Thailand roadmap • A series of practical workshops and reports for corporates and policy makers to drive
, Chulalongkorn University noted: “Faculty of Law, Chulalongkorn University realizes the importance of PDPA by continuing develop the practical guideline for three consecutive year which now known as TDPG3.0