Company Limited (“PHS”). Being the person responsible for PHS’s operations, he failed to issue orders or omitted to perform his duties as required. This pertains to the case where PHS, in its capacity as
his failure to issue orders or perform the duties required to ensure compliance with the specified requirements, resulting in THL’s delayed submission of the Management’s Discussion and Analysis (MD&
liability arises from his failure to issue orders or perform the duties required to ensure compliance with the specified requirements, resulting in THL’s delayed submission of the Form 56-1 One Report for the
operates by matching orders or arranging for the counterparty or providing the system or facilitating a person who wishes to trade or exchange digital assets to be able to enter into an agreement or match
Facebook account, demonstrating an intention to provide services to customers in public. In this regard, there was no evidence indicating that purchase or sale orders were routed through any digital asset
Company Limited ("Bitazza") and FreedomVerse were deemed the person responsible for the operation of FreedomVerse at the time of the incident. Their orders or actions resulted in FreedomVerse’s
") has provided platform services for trading or exchanging digital assets via its website by matching orders or arranging for the counterparty or providing the system or facilitating a person who
Mr. Anupon Sriard During the period of 25 – 31 August 2015, Mr. Anupon Sriard, as a private fund manager, instructed the securities trading accounts of the clients of the private fund to place orders
According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order