) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading
a capital market information center providing open data and open APIs to public. We put a lot of effort into issues like data governance, handling of personal information, IT security, enhancing
client due diligence ? e.g., clients? investment objectives, personal conditions and risk tolerance ? before giving advice, attached with supporting reasons, on suitable funds for their investment. In
Investigation Bureau (CIB), the SEC has found the facts and evidence that all 18 offenders are connected, in terms of personal relations, money trails, securities trading as well as channels and locations of
Limited (SUPER) shares.Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further inspection has revealed that Khumsup took advantage of the material information, which had not been
Thailand (SET), the SEC?s further investigation has revealed that during 28 August 2012 ? 30 October 2012, TIP?s executive, major shareholder and related persons used nonpublic information that would affect
: ? Speculation risk: lending practices should be more cautious ? whether it be margin lending for securities trading or commercial banks? personal and commercial loans ? and financial institutions should not
aiders namely Mr. Chanchai Piulueangsawat and Mrs. Onpimon Piulueangsawat, with the Department of Special Investigation (DSI) for committing dishonest acts.The SEC?s findings from the examination of the
responsible underwriter is prohibited to prevent such persons from taking unfair advantage of their job position and duties related to securities allocation to seek personal gains for oneself or other persons
รัฐมนตรีว่าการกระทรวงดิจิทัลเพื่อเศรษฐกิจและสังคม เพื่อยกย่องเกียรติคุณให้กับหน่วยงานที่มีส่วนร่วมในการผลักดันและขับเคลื่อน พ.ร.บ. คุ้มครองข้อมูลส่วนบุคคล พ.ศ. 2562 (Personal Data Protection Act, B.E. 2562