) dealing in securities as specified in (3); (3) underwriting of securities as specified in (3). “applicant” means person applying for securities business license under this Ministerial Regulation
issue at each time. Authority to specify other details The Board of Directors or the person assigned by the Board of Directors are authorized as follows: 1. Specify various details related to the
Commissions (IOSCO) . Division 2 Board of directors and senior management responsibility Board of directors (“ Board ”) and senior management of the intermediaries shall be a responsible person for determining
management responsibility Board of directors (“Board”) and senior management of the intermediaries shall be a responsible person for determining the company’s strategies and policies on the business continuity
. Due to the company has the potential of investment capital, debt collection systems and human resources in operation. Including being a business partner with financial institutions in help keep track of
Must Manage in This Changing World” emphasizes 4 types of challenges that are significant turning points, including the era of quickly shifting technology, the use of benefits from ASEAN becoming
ที่ระดมทุนผ่านหุ้นคราวด์ฟันดิงสำเร็จเป็นรายแรกของประเทศไทย หัวข้อ “ติดอาวุธ SMEs และ Startups ไทยด้วยนวัตกรรมและเทคโนโลยี” และการบรรยายเรื่อง The Journey toward Digital Era โดยผู้บริหารบริษัทสตาร์ทอัพ
create a regional database containing key capital markets information as a tool for market development and future cross-border collaboration. To mark the new era of the Mekong capital market cooperation, a
Administration Expenses Selling and administration expenses in Year 2018 increased by Baht 49.0 million or 7.4%, as result of human resource and IT system development and internal control of subsidiaries
Human Resource Committee. 3. Type and size of transaction, basis used to determine service fee and payment method 3.1 Type and size of transaction This transaction is considered as a services transaction