following rules: (1) dealing with customer and customer service: (a) having procedures and methods to know the customer and understand the customer’s investment objective restriction in order to obtain
operation system shall comply with the following rules: (1) dealing with customer and customer service: (a) having procedures and methods to know the customer and understand the customer’s investment
ควบคุม การกระท าท่ีอาจมี COI เช่น การรับประโยชน์ตอบแทน (Soft Dollar) การซ้ือขายหลกัทรัพยเ์พื่อตนเอง (Prop Trade และ Staff Dealing) และการท าธุรกรรมกบับุคคลท่ีเก่ียวขอ้ง (Affiliated Transaction) โดยตอ้ง ค า
in debt and equity securities for the Company’s own account, bond dealing, private repos and other investments. 2. Expenses The Company’s expenses in the third quarter of 2020 were Baht 482 million, a
brokerage, securities dealing or underwriting of investment units All mutual fund supervisors No. SEC. Nor Jor. (Wor) 1/2564 Re: Mutual Recognition of Funds between Hong Kong Special Administrative Region of
mutual fund management All securities companies licensed to undertake securities business in the category of securities brokerage, securities dealing or underwriting of investment units All mutual fund
% and of Baht 51 million in 9M19, increased by 325% yoy. Other businesses In 3Q19, Other Businesses generated the revenue of Baht 638 million; 9,014.3% growth from 3Q18. This huge growth was from the
travel will return driven by millennial travellers hungry for new experiences. The massive populations of China and India – both with bourgeoning middle classes – will continue to be huge source markets
severely at 60.0 percent, followed by the Middle East and Africa with 50.0 and 41.5 percent drop respectively. In addition, visitors from almost all regions started to show huge slowdown since February