Pursuant to Section 6(3) and Section 8(1) of the Royal Decree No. 750 issued by the Revenue Department, any VC or PE Trust wishing to receive revenue tax exemption is required to notify its VC or PE
securities for which it is the service provider. This is to support the secured debt crowdfunding; (3) A bondholder representative is required to have a paid-up registered capital of at least 25
but only for the debt securities for which it is the service provider. This is to support the secured debt crowdfunding; (3) A bondholder representative is required to have a
license or business activities. Yes No If “No”, please specify __________________________________________________ _____________________________________________________________________ 3. I/We have not had
license or business activities. Yes No If “No”, please specify __________________________________________________ _____________________________________________________________________ 3. I/We have not had
hereby notify the Securities and Exchange Commission, Thailand of our intention to offer the foreign ETF in Thailand. In this regard, I/we have completed the application form and enclosed all relevant
_____________________________________________ hereby notify the Securities and Exchange Commission, Thailand of our intention to offer the ASEAN CIS to the public in Thailand. In this regard, I/we have completed the application form and
Home Jurisdiction, and have not been the subject of any banning or prohibition order of sale by Home Regulator. Yes No If “No”, please specify __________________________________________________
of the Board of Directors’ Meeting No. 6/2566, held on 11 September 2023, which concealed such material facts that should have been disclosed to the SEC Office. This case is in the process of inquiry
securities in preparing and submitting such Filing; and (3) Specifying the offering period for such newly issued securities according to the Rehabilitation Plan. The amended regulations have been published in