. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the
including any provident fund. Clause 3 The issuance and offer for sale of units shall comply with the following rules: (1) an application for an approval, granting an approval for offer for sale of units, and
also granting support for the others, with the aim of generating sustainable value for all of our stakeholders. In the first quarter of 2019, KBank communicated our sustainable development practices to
basis, and promotes it as an organizational culture. A number of activities undertaken to promote our good corporate governance practices during the third quarter of 2017 included: - Granting of rights to
contacting, soliciting, giving advice, preparing investment plan, or analyzing the value or suitability of trading or investing in securities for investors, the investor contact shall not delegate other
______________________ Clause 13. In contacting, soliciting, giving advice, preparing investment plan, or analyzing the value or suitability of trading or investing in securities for investors, the investor contact shall
guideline shall be deemed to have complied with the rules prescribed herein. Part 1 Application for Approval and Granting of Approval for the Establishment of a Fund _____________ Clause 8 A management
and a management company having acted in accordance with such guideline shall be deemed to have complied with the rules prescribed herein. Part 1 Application for Approval and Granting of Approval for