, starting from 1 February 2018. In addition, since {B} is also a branch manager of the bank, she is prohibited from functioning as branch manager responsible for capital market business of any bank or
rules on capital market personnel*. As a result, the SEC has revoked her approval as capital market investor consultant for 10 years, starting from June 8, 2016. SEC Deputy Secretary-General Tipsuda
content can be followed on Facebook: Start-To-Invest and TikTok: ThaiSEC_Official starting from October 6, 2025, which marks Thailand's Investor Education Week and aligns with World Investor Week 2025
participants may request an extension for their service testing period. The Sandbox project is now open for applications, starting from 9 August 2024. For more details, please go to the link https
financial gurus and influencers regarding investment in many topics, starting from mutual funds, stocks, digital assets and Fintech investment tools. There will also be a collaboration with the SEC Financial
instruments type 1** for {A} for a period of 12 months, and the approval as investment consultant for complex instruments type 1 and investment planner for {B} for a period of 12 months***, starting from 9
business for four years and eight months, starting from 12 January 2021.In considering a punitive measure, SEC takes into consideration the following factors: related roles and behaviors of the person(s
management. Meanwhile, the SEC Board also allows type 1 property fund to borrow for investment for another year starting from the day REIT regulations come into effect, providing that the investment must be
for approval as financial advisor supervisor for one year, starting from December 20, 2013.In this case, the company has withdrawn its application for the initial public offering.______________________
perform duties as a director of Bangkok Life Assurance PCL for a period of three years, starting from March 17, 2016, and prohibits him from performing duties of capital market personnel for any securities