from the date of the account opening. Clause 26. In the services of derivatives broker, derivatives broker shall not display false statements or conceal the truth that should be disclosed which cause
account. Clause 29 In providing derivatives brokerage services, the derivatives broker shall not display any false statements or conceal any facts which should be disclosed in such a manner that may deceive
shall not display any false statements or conceal any facts which should be disclosed in such a manner that may deceive or materially mislead the clients. 8 Clause 30 The derivatives broker shall put in
shall not display any false statements or conceal any facts which should be disclosed in such a manner that may deceive or materially mislead the clients. 8 Clause 30 The derivatives broker shall put in
information in the Documents and hereby certify that the Documents is accurate, complete and contains, no false information; no material facts which are necessary or must be included in the Information
the SEC Office both printed document and electronic form shall contain the correctly consistent statement and shall not contain any false statement or conceal any material facts which should have been
, without any false statement in material aspects or concealment of any material facts which should be disclosed. Clause 7. When the rules as specified in Clause 3, Clause 4, Clause 5, and Clause 6 have been
financial prediction is based on unreasonable hypothesis, it may be liable to be false or misleading and the Company may be liable to violation of the Securities and Exchange B.E. 2535 (1992). In the case
condition are different from the prediction. If the financial prediction is based on unreasonable hypothesis, it may be liable to be false or misleading and the Company may be liable to violation of the
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...