(Thailand) Plc, the SEC probed into the case and found that {A} had traded the securities on the client's securities account without client?s order and resulted in the trading loss. In addition, several

also admitted taking such trading orders via mobile phone.  In addition, some of his clients' trading orders showed the concurrent price and time of the securities traded or canceled.  Furthermore, the

both securities were also stabilized to mislead that the securities were actively traded. Such trading pattern had been done on a continual basis causing the trading of both securities to be inconsistent

for manipulative trading of AMC shares while she had also manipulated AMC share price as well as traded other securities through another client account for her own benefit. Moreover, she was the one who

investor contact of Asia Plus Securities Plc., is suspended for six months after findings indicated that he had traded securities in a client's account for another person for more than a year by taking

least two persons of which shall be persons in a business related to the derivatives traded or to be traded on the derivatives exchange or involved in the trading of the underlying asset of such

(exchange traded fund)” หมายความว่า กองทุนรวมเปิดที่โดยทั่วไปบริษัทจัดการกองทุนรวมจะขายและรับซื้อคืนหน่วยลงทุนกับผู้ลงทุนรายใหญ่ และจัดให้มีตลาดรอง (organized market) สำหรับการซื้อขายหน่วยลงทุนของผู้ลงทุนใด ๆ

reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign

: “foreign ETF” means collective investment scheme in the category of exchange- traded fund established under law of foreign jurisdiction; “home exchange” means exchange in foreign jurisdiction where units of

หมวดอุตสาหกรรม (Sector Fund) กองทุนรวมหุ้นระยะยาว (Long Term Equity Fund : LTF) กองทุนรวมอีทีเอฟ (Exchange Traded Fund : ETF) การลงทุนในต่างประเทศ : -- ไม่ระบุ -- กองทุนที่ลงทุนแบบมีความเสี่ยงทั้งในและ