) “mutual fund merger” means merger of two mutual funds or more into a new mutual fund established to purchase or accept the transfer of assets, rights and duties of former mutual funds as specified in the
institution established under specific law. Additionally, [the term of “authorized management person”] also means a person who is a member of a committee performing duty relevant to business management of
Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
Notification: (1) the terms “foreign securities” and “allocated quota” shall have the same meanings as such definitions as specified in the Notification of the Capital Market Supervisory Board concerning rules
; (5) other financial institutions as specified in the notification of the SEC; or (6) newly established company for the purpose of applying for Type C securities business license (ค) which has one or
management company shall fulfill the conditions specified in Clause15/1 and Clause https://publish.sec.or.th/nrs/4440pe.doc 5438a0.doc ที่ 28 กรกฎาคม พ.ศ. 2552 หนังสือเวียน ที่ กลต.น.(ว) 39/2549 เรื่อง การ
fulfill the conditions specified in Clause15/1 and Clause https://publish.sec.or.th/nrs/4440pe.doc 5438a0.doc ที่ 28 กรกฎาคม พ.ศ. 2552 หนังสือเวียน ที่ กลต.น.(ว) 39/2549 เรื่อง การลงทุนในหน่วยลงทุนของกองทุน
order https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-trustact.doc Translation established under following Notifications: (1) Notification of the Securities and Exchange Commission
another person, called a trustee, with trust and confidence in order https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-trustact.doc Translation established under following Notifications
nature or similar projects, as specified by the SEC. This includes projects in soft power industries such as music, films, dramas and arts. The issuers of these digital tokens are eligible for multiple