inconsistently with normal market conditions, during the periods from 26 February – 7 March 2016, and from 8 March – 18 April 2016.The actions by Mrs. Vally Sungsiri and Miss Sunisa Chutinaton constitute the

the incident, Mr. Thanakorn Thanawarith, as CEO, and Mr. Dusadee Lekyim, as director, of ALL, co-signed to certify the accuracy of the 2022 56-1 One Report.ALL’s actions described above constitute the

? accounts that he borrowed the money from, for other?s or his own benefits. The SEC reviewed and found that Chalerm?s actions were deemed fraudulent, deceitful, interference with clients? assets with the

worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities

scheme, {F} and three other persons who entered the settlement procedure on January 22, 2014 aided or abetted the aforesaid actions by allowing others to use their trading accounts.Their actions were in

violators of the SEA.{A}'s actions were considered as serious performance deficiency by willfully imparting false statement and concealing information which should have been stated in the documents filed with

Bangkok, July 20, 2015 ? The SEC takes further actions under the securities and exchange law after the Department of Business Development (DBD) clearly indicated that disallowing shareholders to

prices, while Prayuth and Naruephol used their own accounts to manipulate the SECC share. Porntep?s and Arada?s actions were liable to contravention of Section 243(1) in conjunction with Section 244 and

related acts in order to duly effect the registration. 2. Approved to propose the Extraordinary General Meeting of Shareholders No. 1/2018 considers and approves the reduction of the Company’s registered

and shall not create any conflict of interest; (4) not having any of the following prohibited characteristics: (a) having reasonable grounds to believe that the person acts or has acted in a manner