. The SEC strongly advises the public and investors to be cautious when dealing with unlicensed digital asset business operators as there is no legal protection and instead they may be at risk of being
, supervisory guidelines for bills of exchange and extension of regulation on net liquid capital rule on business operators of brokerage, dealing and underwriting of investment units (LBDU) as follows: 1. Bill
500,000 baht the law requires, he was fined at such amount.In addition, as Chai is a director of Bangkok Life Assurance PCL, which is a Limited Brokerage, Dealing and Underwriting (LBDU) licensee, he is
license (limited brokerage, dealing or underwriting of investment units). The minimum paid-up capital requirement will be lessen from 100 million baht to 10 million baht for the applicant that has no
license (limited brokerage, dealing or underwriting of investment units). The minimum paid-up capital requirement will be lessen from 100 million baht to 10 million baht for the applicant that has no client
Investment Advisors and Appointment of Investment Advisory Agents (codified as of 28/02/2005) (Synopsis) 14/09/2001 01/03/2002 Report/Form (Notification of Securities and Exchange Commission) Application
Securities and Exchange Commission 24/2544 (Synopsis) 4. Notification of Capital Market Supervisory Board 57/2552 03/08/2009 01/09/2009 5. Notification of the Office of the Securities and Exchange
6. Notification of the Securities and Exchange Commission KorThor/Nor/Yor. 47/2546 Determination of Fees for the Operation of Licensed Businesses (codified as of 04/08/2004) (Synopsis) 30/12/2003
01/11/2005 2. Notification of the Securities and Exchange Commission 37/2548 (Synopsis) 13/09/2005 01/11/2005 3. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553