branch office, provided that on date the derivatives broker start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification
fund and provident fund. “ executive ” means executive under the Notification of the Capital Market Supervisory Board concerning Qualifications and Other Prohibited Characteristics of Directors and
and provident fund. “executive” means executive under the Notification of the Capital Market Supervisory Board concerning Qualifications and Other Prohibited Characteristics of Directors and Executives
operation; risk management; selection and monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties and internal control measures to
submission date; (2) name and location of the applicant; (3) name, work experiences and qualifications of the person whom the applicant will appoint as the authorized person of securities registrar; (4) rights
experiences and qualifications of the person whom the applicant will appoint as the authorized person of securities registrar; (4) rights, duties and responsibilities between the securities registrar and the
: Data under Section 26 of the Personal Data Protection Act, for example, criminal record, nationality, religion. Qualification data: Data relating to the qualifications of business operators, which