Bangkok, May 13, 2013 ? The companies aiming to broker a variety of investment units offered by different asset management companies will be eligible to apply for Type D license. Certain requirements
companies and non-institutional investors. The objective of the proposal is to allow securities companies and investors to take advantage of the repo / reverse repo tool in managing liquidity and generating
in the part of employments and activities of directors and executives of listed companies. The proposed amendment aims to enhance disclosure of information by requiring that directors and executives of
Bangkok, August 8, 2014 ? The SEC is seeking public comment on revision of secondary listing regulations to be in consistence with dual offering regulations under which foreign companies launch
to promote local fund mobilization by foreign companies. Concurrently, a proposal to streamline the rules on reporting of securities holding in Thai companies is under consideration to reduce burdens
Bangkok, February 12, 2013 ? The SEC encouraged the Association of Investment Management Companies (AIMC) to improve the performance calculation practice of asset management companies to be in line
(5)) |- Proprietary Trading |- Other Business Undertaken by Securities Companies |- Advertising (section 98(10)) |- Statutory Disqualifications for Management (section 103) |- Management Approval and
| - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Risk Disclosure | - |- Books & Records
Search 1 Companies participating in Thailand's Private Sector Collective Action Coalition Against Corruption programme ( Thai CAC ) under Thai Institute of Directors (as of June 30, 2024) are