period when the contravention continues. The SEC has therefore filed a criminal complaint against MRC - BIZ and Mr. Tanit Ratchanontanunkron with the ECD. Persons suffering damage from such investment

securities companies. Any transactions not ordered by investors themselves should be rejected or an objection should be made immediately to prevent potential damage

Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with

in such shares. As a result, the client was misled by the information and advice given by {A}, purchased such shares at the amount of 5 million baht, and suffered damage from the purchase.By giving

securities or derivatives, investors are advised to examine beforehand whether the solicitor is a legally approved or registered entity to prevent potential damage. The SEC list of licensed entities is

damage to investors. During these transactions, SET, after having found such trading orders, had given warnings to four securities companies that provided trading service to Surin, but SET still found

preventing and handling cybersecurity attacks to reduce damage to Thailand’s information infrastructure. _______________________________

evidence, complaints from 10 securities firms asking for legal actions against a number of persons, allegedly deceiving and defrauding the companies of the securities trading money, causing damage to the

is higher than the offer price of 10 baht per share. Besides, even though JMT would not become the major shareholder of JMT Plus, it would still have to bear responsibilty to damage in case of JMT Plus

a criminal complaint with the ECD Police against these firms and the related persons. In this connection, any person suffering damage from investment with the aforesaid persons should contact the ECD