to pay 60.5 million baht to the computer company but not receiving any benefit in return and thus suffering damage. Bee?s misconducts were aided by Woraset Unyakowit (currently named Thanachai
Bangkok, August 18, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General said that the SEC recently presented the benefit of infrastructure funds for infrastructure development in Thailand to Air
subscription price. Both cases may therefore affect the benefit of securities holders and investors? decision-making.
application for approval as capital market personnel for the period of five years, effective from July 17, 2013. Importantly, using client accounts for the benefit of themselves or others is considered as the
reliable financial reports are prepared by responsible parties will benefit investors a great deal,? Mr. Prakid added.
offenders with the ECD Police for further legal proceedings. Anyone who may have been affected by their unlicensed securities business operation can give additional information for the benefit of the ECD
value of the benefit received or should have been received but not less than 500,000 baht, or both. Chayanon agreed to enter the settlement process and was fined at the said amount of 14,640,844.50 baht.
other trigger funds under its management for the benefit of investors? comparative study and investment decision-making. Another focus of the draft rules is the supervision of advertising and sales
thoroughly to the investing public; thereby limiting chances for a certain person or group of persons to exploit it as a channel for seeking benefit or intervening the fund?s operation. The SEC will therefore
, Yanyong and Ziriwat in the amount of 3,854,145 baht, 8,7,625 baht, and 15,861,919.29 baht, respectively. The fine amounts were based on the amount of the benefit they received or should have been received