Custody of Clients’ Assets by Securities Companies (Codified)
2017) Age of the building : 1 year 6 months Encumbrance None - 9 - Annex 2 The appraised value and benchmark price of the third additional assets to be sold to WHART Trust The assets to be sold to WHART
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Rules for Custody of Customer Assets and Essential Details of Custody Agreement