director of the management company; (3) the appointee shall not hold any other position in the management company except where such position has either of the following characteristics: (a) not causing any
following characteristics: (a) not causing any conflicts of interest with management of funds, or (b) being the position of director or derivatives investment manager or the position under Clause 7 (2) (a
1/12 A foreign auditor having the characteristics and complying with the following rules shall be approved by the SEC Office to perform audit work and affix signature in giving opinions on the
characteristics: (1) not aiming to seek benefits through speculation; (2) mitigating risks for the overall investment of funds; (3) mitigating general risk and specific risk for the hedged assets; (4) mitigating
and Offering of Structured Notes. Clause 6 The application for an approval of offer for sale of bonds denominated in foreign currency under this Notification shall not have the following characteristics
Acts of Listed Companies Concerning the Connected Transactions B.E. 2546 dated 19 November 2003 (the “Connected Transactions Rules”). 3. General Characteristics, Class, and Size of the Transaction 3.1
of Information and Other Acts of Listed Companies Concerning the Connected Transactions B.E. 2546 dated 19 November 2003 (the “Connected Transactions Rules”). 3. General Characteristics, Class, and
characteristics: (a) a person who has voting rights, whether directly or indirectly, more than twenty five percent of the total number of shares with voting rights of the company; (b) a person who by behavior can
Rules, Conditions, and Procedures for Establishment and Management of Infrastructure Fund. Clause 3 The mutual fund scheme shall contain particulars describing the significant characteristics of a mutual