the ASEAN region to discuss policy issues relating to capital market development.2. The Scheme will apply to offers of shares and plain debt securities as defined in the ASEAN Disclosure
and managed money for others by seeking benefits from investment in derivatives. He advertised and solicited investing public to apply for a membership and raised fund from those who became members
scheme, in which case the provisions under Clause 5, Clause 6 and Clause 7 shall not apply. Chapter 1 Particulars and Information in the Prospectus ________________________ 4 Division 1 Fact sheet
this Notification shall apply only to the offer for sale of structured notes in Thailand. Clause 6/12 Companies that have any of the following characteristics may not apply for the offer for sale of
exemption by the Office. The provision under the first paragraph shall not apply to the executive of the securities company licensed to undertake securities business in the category of mutual fund management
Executives of Securities Companies (No. 2) dated 2 May 2006 The provision under the first paragraph shall not apply to the executive of the securities company licensed to undertake securities business in the
): .................................................................................................................................................................................... Wish to apply for Company Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a 30-day expiry from the SEC Office’s approval date
corporate social responsibility. For securities companies? proprietary trading portfolios of 45,000 million baht, the ASCO will encourage our members to apply the guidelines in exercise of their votes at
to enable investors to decide and select such investment in a mutual fund suitable to their need. (2) The mutual fund management company has duly proceeded to apply for approval for the mutual fund